0001193125-13-033431.txt : 20130201 0001193125-13-033431.hdr.sgml : 20130201 20130201060934 ACCESSION NUMBER: 0001193125-13-033431 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20130201 DATE AS OF CHANGE: 20130201 GROUP MEMBERS: LEGEND HOLDINGS LTD GROUP MEMBERS: RIGHT LANE LTD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BITAUTO HOLDINGS LTD CENTRAL INDEX KEY: 0001499781 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-85981 FILM NUMBER: 13564675 BUSINESS ADDRESS: STREET 1: NEW CENTURY HOTEL OFFICE TOWER 6/F STREET 2: NO 6 SOUTH CAPITAL STADIUM ROAD BEIJING CITY: PEOPLE'S REPUBLIC OF CHINA STATE: F4 ZIP: 100044 BUSINESS PHONE: 86 10 6849-2345 MAIL ADDRESS: STREET 1: NEW CENTURY HOTEL OFFICE TOWER 6/F STREET 2: NO 6 SOUTH CAPITAL STADIUM ROAD BEIJING CITY: PEOPLE'S REPUBLIC OF CHINA STATE: F4 ZIP: 100044 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LC FUND II CENTRAL INDEX KEY: 0001425957 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 10/F, TOWER A, RAYCOM INFO. TECH CTR STREET 2: NO. 2 KE XUE YUAN NAN LU, ZHONG GUAN CUN CITY: HAIDIAN DISTRICT, BEIJING STATE: F4 ZIP: 100080 BUSINESS PHONE: (86-10) 6250-9026 MAIL ADDRESS: STREET 1: 10/F, TOWER A, RAYCOM INFO. TECH CTR STREET 2: NO. 2 KE XUE YUAN NAN LU, ZHONG GUAN CUN CITY: HAIDIAN DISTRICT, BEIJING STATE: F4 ZIP: 100080 SC 13G/A 1 d478744dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 2 Schedule 13G Amendment No. 2

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

 

 

Bitauto Holdings Limited

(Name of Issuer)

Ordinary Shares, Par Value US$0.00004 Per Share1

(Title of Class of Securities)

091727 1072

(CUSIP Number)

November 16, 2012

(Date of Event which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

1 

Not for trading, but only in connection with the registration of American Depositary Shares each representing one (1) ordinary share.

2 

This CUSIP number applies to the Issuer’s American Depositary Shares.

 

 

 

  Page 2 of 7 Pages

 

  1.   

NAMES OF REPORTING PERSONS

 

LC Fund II

 

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

N/A

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  ¨        (b)  ¨

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5.    

SOLE VOTING POWER

 

    2,176,235 ordinary shares

   6.   

SHARED VOTING POWER

 

    0

   7.   

SOLE DISPOSITIVE POWER

 

    2,176,235 ordinary shares

   8.   

SHARED DISPOSITIVE POWER

 

    0

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    2,176,235 ordinary shares

10.  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)  ¨

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    5.23%1

12.  

TYPE OF REPORTING PERSON (see instructions)

 

    CO

 

1 

All percentages are based on 41,340,890 Shares issued and outstanding as of September 30, 2012 (exclusive of 300,000 Shares issued to the Company’s depositary in anticipation of future exercise of equity awards), as reported in the Company’s unaudited results for the nine months ended September 30, 2012, as reported in the Company’s Report on Form 6-K, dated November 9, 2012.

  Page 3 of 7 Pages

 

  1.   

NAMES OF REPORTING PERSONS

 

Right Lane Limited

 

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

N/A

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  ¨        (b)  ¨

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Hong Kong

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5.    

SOLE VOTING POWER

 

    0

   6.   

SHARED VOTING POWER

 

    2,176,235 ordinary shares

   7.   

SOLE DISPOSITIVE POWER

 

    0

   8.   

SHARED DISPOSITIVE POWER

 

    2,176,235 ordinary shares

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    2,176,235 ordinary shares

10.  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)  ¨

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    5.23%1

12.  

TYPE OF REPORTING PERSON (see instructions)

 

    CO

 

1 

All percentages are based on 41,340,890 Shares issued and outstanding as of September 30, 2012 (exclusive of 300,000 Shares issued to the Company’s depositary in anticipation of future exercise of equity awards), as reported in the Company’s unaudited results for the nine months ended September 30, 2012, as reported in the Company’s Report on Form 6-K, dated November 9, 2012.

  Page 4 of 7 Pages

 

  1.   

NAMES OF REPORTING PERSONS

 

Legend Holdings Limited

 

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

N/A

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  ¨        (b)  ¨

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    The People’s Republic of China

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5.    

SOLE VOTING POWER

 

    0

   6.   

SHARED VOTING POWER

 

    2,176,235 ordinary shares

   7.   

SOLE DISPOSITIVE POWER

 

    0

   8.   

SHARED DISPOSITIVE POWER

 

    2,176,235 ordinary shares

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    2,176,235 ordinary shares

10.  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)  ¨

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    5.23%1

12.  

TYPE OF REPORTING PERSON (see instructions)

 

    CO

 

1 

All percentages are based on 41,340,890 Shares issued and outstanding as of September 30, 2012 (exclusive of 300,000 Shares issued to the Company’s depositary in anticipation of future exercise of equity awards), as reported in the Company’s unaudited results for the nine months ended September 30, 2012, as reported in the Company’s Report on Form 6-K, dated November 9, 2012.

  Page 5 of 7 Pages

 

This Amendment No. 2 amends and restates in its entirety the Schedule 13G previously filed by LC Fund II, Right Lane Limited and Legend Holdings Limited (together with all prior and current amendments thereto, this “Schedule 13G”)

 

Item 1.  

(a)

    Name of Issuer      
     Bitauto Holdings Limited      
 

(b)

    Address of Issuer’s Principal Executive Offices      
    

New Century Hotel Office Tower, 6/F

No. 6 South Capital Stadium Road

Beijing, 100044

The People’s Republic of China

      
Item 2.  

(a)

    Name of Person Filing      
    

LC Fund II

Right Lane Limited

Legend Holdings Limited

      
 

(b)

    Address of the Principal Office or, if none, residence      
    

LC Fund II:

10/F, Tower A, Raycom InfoTech Park

No. 2 Kexueyuan Nanlu, Zhongguancun

Haidian District, Beijing 100080

The People’s Republic of China

 

Right Lane Limited:

Suites 2701-03, One Exchange Square, Central, Hong Kong

 

Legend Holdings Limited:

10/F, Tower A, Raycom InfoTech Park

No. 2 Kexueyuan Nanlu, Zhongguancun

Haidian District, Beijing 100080

The People’s Republic of China

      
 

(c)

    Citizenship      
    

LC Fund II is a Cayman Islands company;

Right Lane Limited is a Hong Kong company; and

Legend Holdings Limited is a PRC company.

      
 

(d)

    Title of Class of Securities      
     Ordinary shares, par value $0.00004 per share      
 

(e)

    CUSIP Number      
     091727 1071      
Item 3.   If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is:   
  Not applicable.   

 

1 

This CUSIP number applies to the Issuer’s American Depositary Shares, each representing one (1) ordinary share.

  Page 6 of 7 Pages

 

Item 4.    Ownership:      
   The information required by Items 4(a)–(c) is set forth in Rows 5-11 of the cover page hereto for each Reporting Person and is incorporated herein by reference for each such Reporting Person.      
   LC Fund II is the record owner of 2,176,235 ordinary shares of the Issuer. LC Fund II is 63.46% owned by Right Lane Limited, which is wholly owned by Legend Holdings Limited. Right Lane Limited and Legend Holdings Limited may be deemed to beneficially own all of ordinary shares beneficially owned by LC Fund II in accordance with Section 13(d) of the Securities Exchange Act of 1934, as amended, and the rules promulgated thereunder.      
Item 5.    Ownership of Five Percent or Less of a Class:   
   Not applicable   
Item 6.    Ownership of More than Five Percent on Behalf of Another Person:      
   Not applicable      
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Controlling Person:
   Not applicable
Item 8.    Identification and Classification of Members of the Group:      
   Not applicable      
Item 9.    Notice of Dissolution of Group:      
   Not applicable      
Item 10.    Certification:      
   Not applicable      

  Page 7 of 7 Pages

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 1, 2013

 

LC Fund II     By:  

/s/ Hao Chen

    Name:   Hao Chen
    Title:   Authorized Signatory
Right Lane Limited     By:  

/s/ Hao Chen

    Name:   Hao Chen
    Title:   Authorized Signatory
Legend Holdings Limited     By:  

/s/ Hao Chen

    Name:   Hao Chen
    Title:   Authorized Signatory

LIST OF EXHIBITS

 

Exhibit
No.

   

Description

A    Joint Filing Agreement
 EX-99.(A) 2 d478744dex99a.htm JOINT FILING AGREEMENT Joint Filing Agreement

EXHIBIT A

Joint Filing Agreement

In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Ordinary Shares, par value $0.00004 per share, of Bitauto Holdings Limited, a Cayman Islands company, and that this Agreement may be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.

[Remainder of this page has been left intentionally blank.]

SIGNATURE

IN WITNESS WHEREOF, the undersigned hereby execute this Joint Filing Agreement as of February 13, 2012.

 

LC Fund II     By:  

/s/ Hao Chen

    Name:   Hao Chen
    Title:   Authorized Signatory
Right Lane Limited     By:  

/s/ Hao Chen

    Name:   Hao Chen
    Title:   Authorized Signatory
Legend Holdings Limited     By:  

/s/ Hao Chen

    Name:   Hao Chen
    Title:   Authorized Signatory